Effectively supervise internal compliance activities to ensure adherence to all applicable regulatory and statutory guidelines
Review, monitor and track the completeness and quality of compliance submissions, reports and responses to regulatory bodies
Identify deficiencies and irregularities in the compliance framework and recommend corrective actions
Undertake compliance reviews for new product implementations and enhancements
Liaise with various teams to address regulatory compliance requirements
Drive the automation of compliance processes and workflows to improve operational efficiency Prepare precise compliance reports highlighting key issues and regulatory risks
Regulatory compliance, RBI inspection & Audit experience is must